Careers - Finance And Legal

Search for career

Compliance Officer

A wealth management company is looking for a Compliance Officer to join their team of investment advisers.


  • Control clients’ CDD and ensure the compliance with criteria of regulators
  • Implementation of compliance procedures and manuals
  • Ensure procedures updates as per law amendments
  • Sensitise management on AML/CFT
  • Prepare communication of law amendments
  • Inform and train employees on compliance law amendments
  • Review of documents and preparation of risk reports
  • Control and review payment transactions
  • Execute research and reports on compliance tools

Qualifications & Experience:

  • Degree holder with at least Law or other related field or other equivalent qualifications
  • Professional qualifications: ACAMS (Optional)
  • Minimum 2-3 years of experience of compliance in the financial sector

Competencies & Skills:

  • Attention to details
  • Proactive & Dynamic
  • Extrovert
  • Autonomous
  • Training delivery skills